金融号

 　　美国证券交易委员会(SEC)近日宣布，纽约地区办事处现任主任马克·伯杰(Marc P. Berger)已被任命为执法部副主任。

　　Marc 于2017年12月被任命为纽约地区办公室主任，负责监督400名执法律师、会计师、调查员和合规审查员的专业工作人员，参与调查和起诉执法行动以及在纽约地区进行合规检查。纽约地区办事处负责在SEC注册的金融机构的最大集中，包括4,000多家投资银行，投资顾问，经纪交易商，共同基金和对冲基金。

　　Marc 曾任联邦检察官，于2002年成为纽约南区(SDNY)的美国助理检察官。12年中，Marc 担任SDNY证券和商品欺诈专案小组的负责人，并在该部门进行监督对美国一些知名度最高的金融和投资欺诈案件的调查和起诉，包括对美国历史上对冲基金内幕交易的最大打击。

　　在担任美国证券交易委员会(SEC)职位之前，Marc 曾是Ropes&Gray LLP律师事务所的诉讼合伙人，以及该公司的证券与执法业务全球联席主管。

　　Marc 于1996年以优异的成绩获得了康奈尔大学的学士学位，并于1999年获得了弗吉尼亚大学法学院的法学学位。曾担任美国地方法院法官Richard M. Berman的律师。

　　原文

　　The Securities and Exchange Commission today announced that Marc P. Berger, currently Director of the SEC’s New York Regional Office, has been named Deputy Director of the Division of Enforcement.

　　Mr. Berger, named Director of the New York Regional Office in December 2017, oversees 400 professional staff of enforcement attorneys, accountants, investigators and compliance examiners involved in the investigation and prosecution of enforcement actions and the performance of compliance inspections in the New York region. The New York Regional Office is responsible for the largest concentration of SEC-registered financial institutions including more than 4,000 investment banks, investment advisers, broker-dealers, mutual funds, and hedge funds.

　　A former federal prosecutor, Mr. Berger became an Assistant U.S. Attorney in the Southern District of New York (SDNY) in 2002. During his 12 years there, Mr. Berger served as Chief of SDNY’s Securities and Commodities Fraud Task Force, where he supervised the investigation and prosecution of some of the nation’s highest profile financial and investment fraud cases, including the largest crackdown on hedge fund insider trading in U.S. history.

　　Following his service at the U.S. Attorney’s Office and immediately prior to assuming his position at the SEC, Mr. Berger was a litigation partner at the law firm of Ropes & Gray LLP, and the Global Co-Head of that firm’s Securities and Enforcement Practice.

　　Mr. Berger received his bachelor’s degree with distinction from Cornell University in 1996 and earned his law degree from the University of Virginia School of Law in 1999. He served as a law clerk for the Honorable Richard M. Berman of the U.S. District Court for the Southern District of New York.